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Business Analyst- Centralized Supervision Unit
English
₹20000/MONTH
3 Year
Bachelor's degree
Work From Office
Date Posted
05-Jul-2026
Location
Haryana (HR), 1
Job Type
Full Time
Company
Group
Description
Compliance Coordinator – Ameriprise India LLP (Gurugram, Haryana)
Job Details
- Position: Compliance Coordinator
- Type of Work: Full-time
- Location: Gurugram, Haryana
- Timings: 4:45 PM – 1:15 AM
Role Overview
The Compliance Coordinator will provide administrative support to the Ameriprise Franchise Group (AFG) Employee RP, who oversees the sales and suitability of an advisor’s book of business. The role involves assisting in compliance-related tasks, ensuring timely follow-ups, and coordinating meetings and documentation.
Key Responsibilities
???? Practice Assessments & Compliance Support
- Assist in preparing Practice Assessments, utilizing tools like SPOT, Account and Client Monitoring Hub, and Field RP Support team (Field RP Bot & Environmental Scan).
- Prepare agendas and collaborate with Employee Resource Person (RP) for ongoing tasks.
- Participate in 1:1 SRRM and FFVP meetings when required.
???? Documentation & Follow-ups
- Upload required documentation into the RP Documentation tool.
- Promptly follow up on overdue RP tasks and assist in request follow-ups.
???? Meeting & Travel Coordination
- Organize travel plans, advisor meetings (1:1s, Practice Assessments, etc.), and manage expenses.
Qualifications & Skills
✅ Education: Bachelor’s degree or equivalent.
✅ Experience: 1-3 years of relevant experience.
✅ Technical Skills: Intermediate Microsoft Excel & Access proficiency.
✅ Financial Knowledge: Understanding of financial systems, regulatory environments, and financial products/services in the US (preferred).
Why Join Ameriprise India LLP?
???? A legacy of 125 years in financial planning, with a global presence.
???? Inclusive and collaborative work culture, rewarding talent and dedication.
???? Opportunities for career growth and community impact.
???? Equal Opportunity Employer: Ameriprise India LLP welcomes all qualified applicants, ensuring non-discriminatory employment decisions based on race, color, religion, sex, genetic information, age, disability, veteran status, marital status, or family status.
???? Build a fulfilling career with Ameriprise India LLP today!
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